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Lawrence Rocha, AWMA® Financial Advisor, Tech Wealth Management*Phone: 408-487-7511, 408-204-9221, Contact Form
Lawrence Rocha is a Financial Advisor with Tech Wealth Management. Lawrence has a strong background in developing and implementing personalized financial plans. He has extensive experience in planning for retirement income, long term care expenses, preservation of assets, 401k plans and legacy administration.
Prior to joining the company, Lawrence worked in the Private Client Group at U.S. Bancorp Investments, where he achieved numerous achievements including the prestigious Inner Circle President’s Club and many quarterly Pinnacle awards. Earlier in his career, he worked at BancWest Investment Services and New England Securities.
Lawrence earned his Bachelor of Arts degree from San Francisco State University. He currently holds FINRA Series 7, 66, 63 and 6 securities registrations in addition to his California Life Insurance license. He is an Accredited Wealth Management Advisor (AWMA) and is currently working towards his Certified Financial Planner (CFP) designation. Lawrence has also completed a
twenty-four unit certificate program in Personal Financial Planning from UCLA.
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*Securities and insurance products are offered through Cetera Investment Services LLC (doing insurance business in CA as CFGIS Insurance Agency), member FINRA/SIPC. Advisory services are offered through Cetera Investment Advisers LLC. Neither firm is affiliated with Technology Credit Union. Investments are: • Not FDIC/NCUSIF insured • May lose value • Not financial institution guaranteed • Not a deposit • Not insured by any federal government agency. FINRA Registered Branch: 2010 N. First Street, Suite 500, San Jose, CA 95131
Financial Professionals are registered to conduct securities business and licensed to conduct insurance business in limited states. Response to, or contact with residents of other states will only be made upon compliance with applicable licensing and registration requirements. The information in this email is for U.S. residents only and does not constitute an offer to sell, or a solicitation of an offer to purchase brokerage services to persons outside of the United States.
Check the background of this investment professional on FINRA’s BrokerCheck.